The Secrets of Wall St. Course – Deal Structuring Operating Companies

Investors are only motivated by fear and greed.

There are only two fears investors have: 1.) The fear of investment capital (or hope) loss and 2.) The fear of missing out on a great investment opportunity.

To ensure compliance with securities regulations, the marketable deal structure must be housed in a business plan only.

Convertible Preferred equity can be used to raise seed capital.

Convertible Notes are used to raise development capital.

Your securities offering competes with financial institutions and publicly traded securities using the general media on the basis of what?

Ultimately your securities offering competes with financial institutions and publicly traded securities based on what?

What are the primary fears investors have while deciding to invest in a start-up or early stage company?

To gain greater interest from broker-dealers, listing the preferred securities on a publicly traded stock exchange is a good idea.

1. One can use the proceeds from a private offering to afford the legal, accounting and due diligence fess associated with listing the preferred securities on a publicly traded stock exchange no matter what.

One can use the proceeds from a private offering to afford the legal, accounting and due diligence fess associated with listing the preferred securities on a publicly traded stock exchange as long as the expenditures are disclosed in the Sources and Uses Statement within the PPM.